Upper-Triangular Matrices and Orthonormal Bases

I just noticed in my drafts this post which I’d written last Friday never went up.

Let’s say we have a real or complex vector space $V$ of finite dimension $d$ with an inner product, and let $T:V\rightarrow V$ be a linear map from $V$ to itself. Further, let $\left\{v_i\right\}_{i=1}^d$ be a basis with respect to which the matrix of $T$ is upper-triangular. It turns out that we can also find an orthonormal basis which also gives us an upper-triangular matrix. And of course, we’ll use Gram-Schmidt to do it.

What it rests on is that an upper-triangular matrix means we have a nested sequence of invariant subspaces. If we define $U_k$ to be the span of $\left\{v_i\right\}_{i=1}^k$ then clearly we have a chain

$\displaystyle U_1\subseteq\dots\subseteq U_{d-1}\subseteq U_d=V$

Further, the fact that the matrix of $T$ is upper-triangular means that $T(v_i)\in U_i$ . And so the whole subspace is invariant: $T(U_i)\subseteq U_i$ .

Now let’s apply Gram-Schmidt to the basis $\left\{v_i\right\}_{i=1}^d$ and get an orthonormal basis $\left\{e_i\right\}_{i=1}^d$ . As a bonus, the span of $\left\{e_i\right\}_{i=1}^k$ is the same as the span of $\left\{e_i\right\}_{i=1}^k$ , which is $U_k$ . So we have exactly the same chain of invariant subspaces, and the matrix of $T$ with respect to the new orthonormal basis is still upper-triangular.

In particular, since every complex linear transformation has an upper-triangular matrix with respect to some basis, there must exist an orthonormal basis giving an upper-triangular matrix. For real transformations, of course, it’s possible that there isn’t any upper-triangular matrix at all. It’s also worth pointing out here that there’s no guarantee that we can push forward and get an orthonormal Jordan basis.

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May 8, 2009 - Posted by John Armstrong | Algebra, Linear Algebra

1 Comment »

[...] and see what happens as we try to diagonalize it. First, since we’re working over here, we can pick an orthonormal basis that gives us an upper-triangular matrix and call the basis . Now, I assert that this matrix already is diagonal when is [...]

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